SEC Watchdogs handed out $390 million in fines on Thursday to 26 investment firms across Wall Street in the latest crackdown on the unauthorized use of text and WhatsApp messages…Read More

Some of Wall Street’s biggest private-equity firms said they are negotiating settlements with the U.S. markets regulator over their employees’ use of banned communication channels….Read More

SEC Charges 16 Wall Street Firms with Widespread Record keeping Failures.  Firms admit to wrongdoing and agree to pay penalties totaling more than $1.1 billion…Read More

Texting on Private Apps Costs Wall Street Firms $1.8 Billion in Fines…Read More

Wall Street’s texting problem forces unhappy regulators to send a billion dollar message…Read More

SEC collects Wall Street’s private messages as WhatsApp probe escalates…Read More

U.S. Bank, KeyBank, Huntington tagged in $81M round of SEC penalties Fines…Read More